Portfolio 33-3rd: Annual Reporting Under the Federal Securities Laws

Wks. 1 Section 13(a)–(c) of the Securities Exchange Act of 1934 *

Wks. 2 Section 15(d) of the Securities Exchange Act of 1934 *

Wks. 3 SEC Release No. 6835 (1989 MD&A Interpretative Release) (May 18, 1989)

Wks. 4 SEC Release No. 8350 (2003 MD&A Interpretative Release) (Dec. 19, 2003)

Wks. 5 SEC Release No. 8182 (Off-Balance Sheet/Contractual Obligations) (Jan. 28, 2003)

Wks. 6 SEC Frequently Asked Questions Regarding the Use of Non-GAAP Financial Measures *

Wks. 7 SEC Release No. 8392 (Management Report/Internal Control Over Financial Reporting) (Feb. 24, 2004)

Wks. 8 Regulation S-K—Selected Provisions *

Wks. 9 Form 10-K (Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934)

Wks. 10 Form 10-KSB (Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934, which can be used by a “small business issuer”)

Wks. 11 Certification of Form 10-K *

Wks. 12 NYSE Domestic Company Annual Written Affirmation Form

Wks. 13 NYSE Annual CEO Certification Form

Wks. 14 NASDAQ Annual CEO Certification Form

Wks. 15 Sample Annual Report and Form 10-K Timetable *

Wks. 16 Sample Directors' and Officers' Questionnaire

Wks. 17 Sample MD&A Checklist

Wks. 18 Sample Director Independence Questionnaire

Wks. 19 Sample Power of Attorney

Wks. 20 Sample Disclosures Regarding Executive Overview in MD&A (Choice Hotels International, Inc. 2004 Form 10-K)

Wks. 21 Sample Disclosure Regarding Liquidity and Capital Resources (Wal-Mart Stores Inc. 2004 Form 10-K)

Wks. 22 Sample Disclosures Regarding Key Performance Measures, Non-GAAP Presentations, and Sufficient Analysis of Underlying Causation of Material Changes to Financial Condition (Boston Scientific Corp. 2004 Form 10-K)

Wks. 23 Sample Disclosure Regarding Financial Covenants Analysis (Time Warner Inc. 2004 Form 10-K)

Wks. 24 Sample Disclosure Regarding Contractual Obligations (Comcast Corporation 2004 Form 10-K)

Wks. 25 Sample Disclosure Regarding Off-Balance Sheet Arrangements (General Motors Corporation 2004 Form 10-K)

Wks. 26 Sample Disclosure Regarding Critical Accounting Policies (Choice Hotels International, Inc. 2004 Form 10-K)